This review has been accessed times since June 1, 2000

Senge, Peter M. (1990). The Fifth Discipline: The Art and Practice of the Learning. New York: Doubleday

vii + 424pp.

$26.25 (cloth)         ISBN: 0-3852-6094-6
$18.95 (paper)         ISBN: 0-3852-6095-4

Reviewed by Eric Brown
Ohio University and Chillicothe City Schools

June 1, 2000

Significant improvements in schools have often been expected to result simply from staff development programs designed to train individual teachers to perform in effective ways. A compelling argument from recent years, however, has been that the success of students depends upon a school's ability to improve itself as an organization as well as to promote the development of individual teachers. One of the strategies gaining popularity as demands for school improvement have increased is systems thinking. According to proponents of systems thinking, a thoughtful understanding of the dynamic interactions in educational organizations is critical if educators are to make decisions about school improvement that are likely to succeed.
The Fifth Discipline, by Peter Senge, Director of the Center for Organizational Learning at Massachusetts Institute of Technology's Sloan School of Management, has been an influential and popular work among business professionals. Because educational leaders—for good and ill—continue to look to business for new information about management, the book has also had an impact on the way educational administrators view school leadership.
In the The Fifth Discipline, Senge lays out plans for cultivating a "learning organization," one that constitutes an alternative to traditional hierarchical organizations. He describes "learning organizations" as "organizations where people continually expand their capacity to create the results they truly desire, where new and expansive patterns of thinking are nurtured, where collective aspiration is set free, and where people are continually learning how to learn together" (p. 3). The book details five "disciplines" that serve as guides for creating learning organizations. And to demonstrate how these five disciplines have worked in major corporations, Senge makes extensive use of case studies.
According to Senge, learning organizations are needed because businesses are now competing in an economy that is becoming more complicated, vibrant, and globally oriented. He argues that for organizations to be successful in this challenging global economy, they need to make extensive use of a "learning approach," a practice not typically undertaken in traditional authoritarian organizations. Senge claims that organizations need to be more understanding, more knowledgeable, and better prepared. To accomplish these improvements, in Senge's view, organizations must cultivate and learn from the ideas and expertise of their various members.
The keys to transforming organizations from traditional authoritarian to "learning" modes are the five disciplines: systems thinking, personal mastery, mental models, shared vision, and team learning. The first three of these disciplines are intended to be used by individuals in an organization, while the last two disciplines are intended to be used by groups within the organization. Concerning the five disciplines, Senge claims, "these might just as well be called the leadership disciplines as the learning disciplines. Those who excel in these areas will be the natural leaders of learning organizations" (p. 359). The author writes that of the disciplines, systems thinking has the distinction of being designated as the "fifth discipline," because it strengthens organizations by binding the other four disciplines together.
Senge divides the book into five sections. In the first section, he lays out the claim that human beings are empowered and can create their own realities. He contends that business organizations have the power to control their futures and that the solutions to the difficulties confronting business organizations are within their reach. Then Senge explains the concept of leverage within a system, pointing out the presence of leverage points where small efforts can have significant results.
In chapter three, Senge uses an example—"the beer game" —to explain these claims further. By means of this example, he demonstrates how rational individuals within a system can be overwhelmed by problems of the system. These problems result from individual actions taken without regard to the overall dynamics of the system. As is the case in most organizations, to succeed in the beer game, a player must work to help the other players (or participants in the system) succeed.
Based on the dynamics elucidated in this example, Senge proceeds to describe the "fifth discipline," systems thinking. He explains how systems thinking requires the understanding that relationships are not always linear: whereas many relationships embed causality, complex relationships embed circular chains of causality. Senge claims that, because of the growing complexity of modern society, systems thinking is needed even more today than it was in the past.
Further exploring the ramifications of systems thinking, Senge explains how organizational structures produce specific behaviors. The reason that structural explanation is important, he claims, is that it shows the underlying causes of behavior at a point where the pattern of behavior can be changed, in other words at the leverage point. Importantly, Senge argues that by reorienting individuals' decision-making, one is able to modify the system's structure.
In the eighth chapter of the text, Senge provides a case study to illustrate the problems that arise when an organization fails to understand how underlying structures affect the organizational system as a whole. This example concerns the rise and decline of People Express Airlines. According to Senge, this organization's growth was limited by its own structure of under- investment. Moreover, limitation of growth constitutes one of Senge's structural archetypes, a recurring pattern that impedes organizational success.

Critique of The Fifth Discipline

Despite the use of this and other case studies, Senge fails to provide adequate empirical evidence to support any of his claims. The examples that he presents are narrowly focused, mainly concerning the histories of individual corporations. But despite a method of warrant based on case studies only, Senge argues that the dynamics he uncovers apply to all organizations. To make such assertions legitimately, Senge would need to base his claims on more thorough and systematic research.
Another serious problem with the argument concerns the process of identifying the most appropriate points of leverage within a system. In fact, Senge fails to provide an adequate explanation of how individuals discern the correct points of leverage. Instead, he waffles, "There are no simple rules for finding high-leverage changes, but there are ways of thinking that make it more likely. Learning to see underlying 'structures' rather than 'events' is a starting point" (p. 65). According to Senge, individuals must rely on intuition and a developed understanding of systems and structures to determine appropriate points of leverage.
Nevertheless, with no sure way to locate correct points of leverage, there is no way to know if such points really exist. For example, one might think one has found a point of leverage. But failure to effect important change via that lever would suggest that it was not a true leverage point after all. This type of argument is, of course, circular. Leverage points are those that promote improvement, but improvement is the only way to know if one has really found a leverage point.
Another of Senge's central arguments is that organizations need to build on the collective experiences and learning of individuals at all levels. He reasons that, if organizations are to become learning organizations, their individual members need to shift their ways of thinking. They need to see that they are connected to the world, understand how they affect the world, and acknowledge that they can play a key role in solving their own problems.
Senge claims that a leader who wants to create lasting change needs to adopt systems thinking. This systemic perspective, Senge further contends, allows the leader to understand that his of her actions may produce consequences, some of which are negative in nature, beyond the immediate outcomes of those action. For this reason, change agents needs to have an understanding of their organizations at the structural level. If the system's dynamics are not fully understood, attempts to make improvement will be impeded by hidden structures within the system, structures that tend to perpetuate stagnation or even failure.
One major problem with this approach to fostering change is that leaders may find it extremely difficult to determine where a system begins and ends. Any given system is most often a subsystem of yet a larger system. A problem thus arises in determining the boundaries of the system one needs to analyze. On the one hand, if a leader chooses to focus his or her analysis narrowly, then he or she may pass over dynamics relevant to the success of the organization. On the other hand, interpreting the system's boundaries broadly may make the system's interrelationships too complex to analyze.
This concern is especially relevant to educational organizations, which tend to be shaped over time by numerous internal and external influences. As a result of (or perhaps in response to) the variety of competing influences, school systems seem to achieve a certain kind of equilibrium. Whereas the fulcrum of such systems may change somewhat over time, the dynamics tend to remain stable. This type of stability offers effective resistance to change initiatives generated either from outside or from within such systems. For fundamental and lasting change to occur in educational organizations, therefore, widespread cultural changes are necessary. And these changes must take place within systems so broad that they defy analysis.

Relevance of The Fifth Discipline to Education

My initial reaction to The Fifth Discipline was skepticism. I said to myself, "here is another model from the business world that is being foisted on educational organizations." I was concerned that, once again, a business model would not truly fit educational organizations, where the products of the work are human beings. After recovering from these initial reactions to the book, however, I found that Senge's central claims were worth considering. Construed broadly, systems thinking seems to match the—albeit difficult to analyze—dynamics of schooling.
I also agreed with several of Senge's supporting points. In particular, I found merit in his view that organizations ought to enhance the collective capacity of their members. Enabling organizational members to develop and implement an overarching vision focuses the organization's attention on aims that, through negotiation, are found to be worthy. And vision, derived from such negotiation, tends to be shared widely by participants.
Unfortunately, many educational administrators take approaches to leadership that are more traditional and individualistic than those Senge proposes. By doing so, they restrict the involvement of all members of the organization, thereby limiting opportunities for organizational learning. Both teachers and students, however, would benefit from a more inclusive approach.
With respect to adult learning, the traditional approach (i.e., the "staff development" approach) narrowly focuses attention on the skills of individual teachers. Commonly, teachers are sent to workshops and other in-service events to acquire new ideas. Rarely, however, does this approach incorporate meaningful, enduring follow-up. In order to build "learning organizations," school leaders must begin to think of professional growth, not in terms of workshops, but in terms of on-going learning at the school site. Changes in the culture of schools will be necessary to counter the norms of teacher isolation and curricular fragmentation. These features of school culture are ingrained; and they impede efforts to promote collaborative learning among administrators, teachers, parents, and others involved in the school enterprise.
I also agree with Senge's notion that organizations, including schools and school districts, need to become "learning organizations" if they are to succeed in the future. A major problem confronting those who attempt to foster educational improvements is the fragmentation that exists in the present educational system. Senge's insight that fragmentation causes people at different levels within organizations to feel that they lack sufficient power to bring about necessary change is salient to this issue. In my opinion many good and useful proposals fail to be implemented because people don't believe that their ideas could be acted upon in our current educational organizations.
Leaders in educational organizations need to take chances if they wish to foster improvement. Because schools and districts have linkages to many different levels of the educational system, it is especially important that they establish common goals unifying and authorizing the work of all those involved. Having a common vision helps each participant—irrespective of his or her level in the organization—coordinate efforts with others in the school, district, or school-community. Indeed a common vision is the cornerstone of the learning organization, for it defines the proper nature of the organization's work. And an organization must understand what work it is to accomplish before it can consider ways to improve its performance in accomplishing that work. Thus, by making shared vision the central feature of the learning organization, one can readily shape Senge's dynamic systems theory into a workable model for promoting school improvement.

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